BARX Terms (DVP trades) for RTFI and BARX via Bloomberg

  1. Welcome to BARX. PLEASE READ THE FOLLOWING TERMS BEFORE USING BARX.
  2. These are the terms upon which you may access BARX via Reuters for Fixed Income (RTFI) or BARX via Bloomberg for certain bond trades (in these terms, each of them being "BARX"). Access to BARX is available only to clients of Barclays Bank PLC or its affiliates (collectively "Barclays") who have completed, and been approved under, the required account opening process and any required product agreements as applicable. In using BARX, you agree to be bound by these terms and our general BARX Terms. Do not use BARX if you are in any doubt as to whether or not you are authorised to accept these Terms.
  3. Prices displayed on BARX are indicative and published by a third party provider (Reuters for BARX via RTFI and Bloomberg LP in the case of BARX via Bloomberg). Barclays inputs price data only and has no ability to control, edit or verify the prices displayed on BARX. Price data on BARX is confidential. Barclays shall not be responsible for the accuracy, availability or timeliness of the price data displayed on BARX. For these reasons Barclays may not be able to actually process any order at a price displayed on BARX. Barclays may cancel a transaction which it has concluded at a manifestly erroneous price or volume.
  4. Any order placed onto BARX by you (or which appears to have been placed onto BARX by you) shall constitute an offer by you to be bound by such order at the price entered and will be governed by these terms and any relevant product agreement. If accepted by a Barclays entity, the order will constitute a legally binding contract to which your company will be bound. BARX is configured to inform you when such a placed order has been accepted by Barclays and these transactions will be confirmed individually in the manner agreed between the parties. Barclays reserves the right to refuse to accept your offer to trade in its absolute discretion. For certain trades, we may notify you that a particular Barclays entity is acting as agent for another Barclays entity which is the principal for that transaction.
  5. Important note for transactions in US securities: The counterparty and principal for all US clients trading in US Treasury and US Agency securities on BARX is Barclays Capital, Inc., 200 Park Avenue, New York, New York 10166, USA. The counterparty for all non-US clients trading in US Treasury and US Agency securities on BARX is Barclays Bank PLC as agent for Barclays Capital Inc. who will be principal in such trades.
  6. Important note for transactions in Non-US Investments: The counterparty for all US clients trading in non-US investments on BARX is Barclays Capital Inc. as agent for its affiliate Barclays Bank PLC, with a place of business at 5 The North Colonnade, Canary Wharf, London E14 4BB, England (UK), who will be principal in such trades.
  7. Important note for transactions in Japanese Government Bonds: The counterparty and principal for clients trading in Japanese Government Bond securities on BARX is either Barclays Bank PLC or Barclays Capital Japan Limited.
  8. Important note for transactions in Japan: The information contained in this material is sent or provided, at the request of clients, by Barclays Capital Japan Limited (BCJL), Barclays' main operating base in Japan (a financial instruments firm registration number: Director-General of Kanto Local Finance Bureau (kinsho) No. 143; and a member of the Japan Securities Dealers Association and the Financial Futures Association of Japan). The information included in this material has been obtained from various sources, but BCJL does not represent or guarantee the accuracy or integrity thereof. This material is provided solely for the purpose of providing information; any prices stated in this material are for your reference and not intended to solicit you to enter into any transaction explained therein. Please make an investment decision or judgment by yourself. Also, we may be unable to execute an order we receive from you for any specific product mentioned in this material, thus being unable to meet your wishes, for reasons such as that our firm does not have an inventory thereof. This material is intended only for clients who reside in Japan and who are not subject to restrictions by any relevant law on buying or selling any product or entering into any transaction introduced therein. If you no longer require this material, please notify the sales representative of BCJL thereof.
  9. Important note for transactions in South African Government Bonds and South African Corporate Bonds: The counterparty and principal for all South African clients trading in South African Government Bonds and South African Corporate Bonds on BARX is Absa Bank Limited, 180 Commissioner Street, Johannesburg, 2001, Republic of South Africa. The counterparty for all non-South African clients trading in South African Government and South African Corporate Bonds on BARX is Barclays Bank PLC.
  10. DISCLAIMER: BARCLAYS MAKES OR GIVES NO WARRANTY, REPRESENTATION OR OTHER ASSURANCE AS TO BARX VIA RTFI OR BARX VIA BLOOMBERG OR ANY ASSOCIATED MATTER, INCLUDING AS TO AVAILABILITY, FUNCTIONALITY, RELIABILITY SUITABILITY OR OTHERWISE. BARCLAYS DOES NOT MAKE ANY RECOMMENDATION AS TO THE SUITABILITY OF ANY INVESTMENT. FOR ECP PRODUCTS, YOU ACKNOWLEDGE THE DISCLAIMER. THE TERMS OF ANY ECP PRODUCT (INCLUDING SALES RESTRICTIONS) ARE SET OUT IN THE RELEVANT INFORMATION MEMORANDUM.
  11. You shall only use BARX in accordance with applicable law and regulations and any reasonable guidelines provided to you by Barclays.
  12. These terms are governed by the laws of England and Wales (and are subject to the jurisdiction of the English courts), save that in relation to transactions in US Treasury and US Agency securities, the internal laws of the State of New York, USA apply (and are subject to the jurisdiction of the state or federal courts in the Borough of Manhattan, New York) and, in relation to transactions with South African clients trading in South African Government Bonds and South African Corporate Bonds, the laws of the Republic of South Africa also apply (and are subject to the non-exclusive jurisdiction of the High Court of South Africa (Witwatersrand Local Division)).
  13. You and we irrevocably waive any right to jury trial. These terms supplement any existing relevant agreements between the entities on whose behalf you are acting and Barclays. We may amend these terms by written notice, which may be by a notice on the BARX portal on BARX via RTFI (for RTFI users), by a notice on BARX via Bloomberg (for Bloomberg users) or by email to you.
  14. In these terms, "you" refers to the entities on whose behalf the user of BARX is acting or appears to be acting.

Barclays offers premier investment banking products and services to its clients through Barclays Bank PLC. Registered in England 1026167. Registered office: 1 Churchill Place, London E14 5HP, England (tel +44 20 7773 0232; barx@barclays.com). VAT registration no.: GB 243 8522 62. Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (Financial Services Register No. 122702) and a member of the London Stock Exchange. Barclays Bank PLC undertakes U.S. securities and commodities futures and options business in the name of its wholly - owned subsidiary Barclays Capital, Inc., an SIPC (for securities), NASD and NFA member.